10 July 2018 by The Bull
Fund manager AMP has told over 300 of its self-employed financial advisers that they may lose their licenses to give advice.
9 July 2018 by Alice Uribe, Australian Financial Review
AMP has put more than 300 advisers on notice that it may discontinue their licence to provide financial advice as the under-pressure wealth manager tries to reduce risks, amid a corporate watchdog probe and possible legal action.
8 July 2018 by Cec Busby, Kochie's Business Builders
This Kochie’s Business Builders Case Study features Jaime Brands from Adviser Ratings. Together with Microsoft Master Trainer Daniyel McAvoy, Kochie tackles small business tech solutions.
2 July 2018 by James Eyers, Australian Financial Review
Ten Australian fintech start-ups are in London this week on a trade delegation arranged by the Australian British Chamber of Commerce, a sign of deepening ties between the two nation's technology scenes.
29 June 2018 by Matthew Smith, Professional Planner
Adviser mobility and education standards are two important factors in assessing quality and the potential risk in joining Australian Financial Services licence holders, new data shows.
29 June 2018 by Alice Uribe, Australian Financial Review
The founder of Dover Financial Advice group has vowed to never work in the financial services industry again, as the corporate watchdog accepts a court enforceable undertaking from the shuttered company.
26 June 2018 by Mike Taylor, Money Management
More than 40 per cent of financial advisers who moved under the now-suspended Dover Financial Services license came from the big six financial services licensees – AMP, ANZ, CBA, IOOF, NAB/MLC and Westpac/BT – but there is no strong track ...
26 June 2018 by RiskInfo
Dover Financial Advice was identified as a high-risk licensee earlier this year due to the number of its advisers who had switched between licensees and their low education levels compared to new standards, according to industry research g...
24 June 2018 by Alice Uribe, Australian Financial Review
More than 500 "micro self-licensed" financial planning practices established in the past three years could be most at risk of disciplinary action from an emboldened corporate watchdog, along with fast-growing financial planning businesses ...